-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M8xe6nSTolAjk/ORoDG/zQyZI6W7u/dM55+nX5zaim/Wgu1z5XkuTxnoWvzlSCqT Tg+VdPsJSiXHSuGhSdoNCg== 0000950128-04-000139.txt : 20040212 0000950128-04-000139.hdr.sgml : 20040212 20040212115814 ACCESSION NUMBER: 0000950128-04-000139 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARKVALE FINANCIAL CORP CENTRAL INDEX KEY: 0000820907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 251556590 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39987 FILM NUMBER: 04589149 BUSINESS ADDRESS: STREET 1: 4220 WILLIAM PENN HWY CITY: MONROEVILLE STATE: PA ZIP: 15146 BUSINESS PHONE: 4123737200 MAIL ADDRESS: STREET 1: 4220 WILLIAM PENN HIGHWAY CITY: MONROEVILLE STATE: PA ZIP: 15146 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCCARTHY ROBERT J JR CENTRAL INDEX KEY: 0001109144 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4220 WILLIAM PENN HWY CITY: MONROEVILLE STATE: PA ZIP: 15146 BUSINESS PHONE: 4123734815 MAIL ADDRESS: STREET 1: 4220 WILLIAM PENN HWY CITY: MONROEVILLE STATE: PA ZIP: 15146 SC 13G/A 1 j0567901sc13gza.txt PARKVALE FINANCIAL CORP. (ROBERT J.MCCARTHY, JR.) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 4) PARKVALE FINANCIAL CORPORATION ------------------------------ (Name of Issuer) Common Stock ($1.00 par value) ------------------------------ Title of Class 701492 10 0 ----------- (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) - ----- x Rule 13d-1(c) - ----- Rule 13d-1(d) - ----- Page 1 of 4 Pages CUSIP No. 701492 10 0 13G Page 2 of 4 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Robert J. McCarthy, Jr. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ----- (b) ----- 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORIGIN United States NUMBER OF 5. SOLE VOTING POWER SHARES 344,070 shares BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 121,554 shares EACH 7. SOLE DISPOSITIVE POWER REPORTING 267,739 shares PERSON WITH 8. SHARED DISPOSITIVE POWER 197,885 shares 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 465,624 shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED B AMOUNT IN ROW 9 8.35% 12. TYPE OF REPORTING PERSON* IN CUSIP No. 701492 10 0 13G Page 3 of 4 Pages Item 1(a) Name of Issuer: Parkvale Financial Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 4220 William Penn Highway Monroeville, PA 15146 Item 2(a) Name of Person Filing: Robert J. McCarthy, Jr. Director, President and Chief Executive Officer of Issuer Item 2(b) Address of Principal Business Office: Parkvale Financial Corporation 4220 William Penn Highway Monroeville, PA 15146 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock, par value $1.00 per share Item 2(e) CUSIP Number: 701492 10 0 Item 3 This Statement is Filed Pursuant to Rule 13d-1(c) Item 4 Ownership: (a) Robert J. McCarthy, Jr. ("the Reporting Person") beneficially owns 465,624 shares of the Common Stock, par value $1.00, of Parkvale Financial Corporation ("the Issuer"). (b) The 465,624 shares held by the Reporting Person represents 8.35% of the class. (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote 344,070 (ii) Shared power to vote or to direct the vote 121,554 (iii) Sole power to dispose or to direct the disposition of 267,739 (iv) Shared power to dispose or to direct the disposition of 197,885 The 344,070 shares as to which the Reporting Person has sole voting power include 164,360 shares owned directly, 56,364 shares allocated under the Issuer's Employee Stock Ownership Plan (ESOP), 19,967 shares allocated under the Issuer's Supplemental Executive Benefit Plan (SEBP), 17,254 shares that are held by the Reporting Person as custodial for his children and 86,125 shares that may be received upon exercise of currently exercisable stock options (includes 15,000 shares exercisable effective January 1, 2004). The l21,544 shares as to which the reporting Person has shared power to vote or direct the vote include 21,463 shares allocated under the Issuer's Deferred Compensation Plan (DCP), 34,716 shares allocated under the issuer's Executive Deferred Compensation Plan (EDCP) and 65,375 allocated under the Issuer's Deferred Compensation Agreement (DCA). The 197,885 shares as to which the Reporting Person has shared power to dispose or direct the disposition of include 56,364 shares allocated under the ESOP, 19,967 shares allocated under the SEBP, 21,463 shares allocated under the DCP, 34,716 shares allocated under the EDCP, 65,375 allocated under the DCA, 5,076 shares of which were acquired on January 2, 2004. CUSIP No. 701492 10 0 13G Page 4 of 4 Pages Item 5 Ownership of Five Percent or Less of a Class: Not Applicable Item 6 Ownership of More than Five Percent on behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: Not Applicable Item 8 Identification and Classification of Member of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2004 By: /s/ Robert J. McCarthy, Jr. ------------------------------- Robert J. McCarthy, Jr. -----END PRIVACY-ENHANCED MESSAGE-----